Chairman of the board, was appointed as Chairman of the board in May 2017. has been the director of the Market Supervision Department of the China Securities Regulatory Commission from March 2015 to April 2017, and successively served as the director of the Research Center of the China Securities Regulatory Commission, head of Beijing Institute of Securities and Futures and head of China Institute of Finance and Capital Markets concurrently. Mr. HUO has extensive experience in various fields including the economic and financial research, development and management of multi-layer capital market as well as the monitoring and analysis of capital market statistics. His working experience includes serving for the China Securities Regulatory Commission since April 1997 as an officer, deputy division head and division head, member of the party committee and assistant to the head of the Shenzhen office of the China Securities Regulatory Commission from December 2007 to November 2009, deputy counsel and deputy director of the Market Supervision Department of the China Securities Regulatory Commission from November 2009 to February 2014 and director of the Corporate Bonds Supervision Department of the China Securities Regulatory Commission from February 2014 to March 2015. Mr. HUO obtained a bachelor’s degree in engineering and a master’s degree in economics from Huazhong University of Science and Technology in July 1989 and April 1994, respectively, and a doctoral degree in economics from the Research Institute for Fiscal Science of the Ministry of Finance in January 2008.
was appointed as Chairman of the Supervisory Committee in July 2014. Ms. Zhou was executive director of China Merchants China Direct Investments Limited (listed on the Hong Kong Stock Exchange, stock code: 0133) from March 2008 to September 2014 and from March 2002 to September 2005; managing director of China Merchants China Investment Management Limited from February 2008 to May 2014 and from February 2002 to July 2005, as well as chief investment officer of China Merchants China Investment Management Limited from February 2001 to January 2002; and independent director of China Merchants Fund from September 2007 to November 2013. Ms. Zhou served as independent director of Jiangxi Selon Industrial Co., Ltd. (listed on the Shenzhen Stock Exchange, stock code: 002748) from May 2008 to May 2014; supervisor of Industrial Bank Co., Ltd. (listed on the Shanghai Stock Exchange, stock code: 601166) from April 2008 to October 2013; and staff at China International Marine Containers (Group) Ltd. (listed on the Shenzhen Stock Exchange, stock code: 000039) from May 2006 to July 2007.Ms. Zhou obtained a bachelor’s degree in economics majoring in accounting from Renmin University of China and a master’s degree in business administration from Sonoma State University in July 1989 and January 1993, respectively.
was appointed as our Vice President in December 2005 and is in charge of our retail brokerage, information technology, futures and asset management business. Mr. Xiong has served as chairman of the board of directors of China Merchants Futures since March 2008; director of Bosera Funds since November 2014; chairman of the board of directors of CMS Asset Management since May 2015; and director of CMS International since September 2015. Mr. Xiong served as deputy manager and manager of our computer department, general manager of our computer center and deputy technology director and general manager of our IT technology center from September 1995 to February 2001; and general technology director from March 2001 to February 2006 and general manager of the IT technology center from March 2004 to February 2006. Mr. Xiong had been temporarily transferred by the CSRC to be a member of the administrative take-over group of China Southern Securities from January 2004 to October 2004. Mr. Xiong served as deputy manager of the information center in the China Merchants Bank (listed on the Shanghai Stock Exchange, stock code: 600036; listed on the Hong Kong Stock Exchange, stock code: 3968) from April 1993 to June 1995.Mr. Xiong obtained a bachelor’s degree in engineering majoring in telecommunications engineering from Nanjing University of Posts and Telecommunications (formerly Nanjing Institute of Posts and Telecommunications), a master’s degree in engineering majoring in automatic instrumentation and installation from Huazhong University of Science and Technology and an executive master’s degree in business management from Fudan University in July 1989, June 1992 and June 2014, respectively.
was appointed as our Vice President in November 2005 and our Chief Risk Officer in August 2014, and is responsible for our finance, risk management, settlement, custody and training. Ms. Deng served as director of CMS International since January 2006, director of China Merchants Fund since November 2006 and vice chairman of the board of directors of China Merchants Fund since November 2013. Ms. Deng served as deputy general manager and general manager of the department of risk management of the Company from March 2002 to March 2006 and secretary to the Board of the Company from August 2014 to January 2015. Ms. Deng was temporarily transferred by the CSRC to be a member of the administrative take-over group of China Southern Securities from January 2004 to October 2004. [She was senior analyst in the risk management department of Citigroup Inc. from August 1998 to October 2001 and senior risk analyst of Providian Financial Corporation from June 1997 to August 1998.]Ms. Deng obtained a bachelor’s degree in science majoring in management science from Shandong University, a master’s degree of arts from the State University of New York and a doctoral degree of philosophy from the State University of New York in July 1989, December 1993 and December 1996, respectively. Ms. Deng was granted the title of Senior Economist (Finance) by the Shenzhen Human Resources and Social Security Bureau in December 2013.
was appointed as our Vice President in September 2009 and is in charge of investment banking and OTC business. Mr. Sun served as director of Guangdong Equity Exchange Co., Ltd since September 2013. He was managing director and assistant to the president of the investment banking department of our Company from October 2007 to December 2009. Mr. Sun served as [vice president and deputy secretary of the communist party of Founder Securities Co., Ltd. from September 2004 to September 2007]; and [deputy director] of the Information Disclosure Division of the Listing Department of CSRC from February 1998 to [September 2004] to take charge of the work.Mr. Sun obtained a [bachelor’s degree in industrial management engineering] from Xi’an Jiaotong University, a master’s degree in engineering majoring in management engineering from Xi’an Jiaotong University and a doctoral degree in management majoring in technical economics and management from Tsinghua University in [July 1989], June 1992 and January 2002, respectively.
was appointed as our Vice President in July 2015 and is in charge of our direct investment business. He has served as director of Ganzhou China Merchants Zhiyuan No. 1 Equity Investment Management Co., Ltd. Since June 2013, as well as chairman of the board of directors of CMS Zhiyuan since January 2015. Mr. Li served as assistant to the President from December 2014 to July 2015; deputy general manager of China Merchants Capital Management Co., Ltd. from April 2013 to January 2014; deputy general manager of the corporate planning department of China Merchants Group from February 2006 to April 2013; and assistant to the general manager of China Merchants Holdings (International) Co., Ltd.(listed on the Hong Kong Stock Exchange, stock code: 0144) from March 2003 to February 2006. Mr. Li served as deputy manager of the overseas listing department of COSCO’s asset management center from September 1997 to April 1999; and assistant to the general manager of COSCO Finance Co., Ltd. (formerly COSCO Group Finance Co., Ltd.) and general manager of its Beijing securities department from March 1994 to October 1997.Mr. Li obtained a bachelor’s degree in economics and a master’s degree in economics, both from Nankai University, in June 1987 and April 1990, respectively. Mr. Li obtained the qualification of senior economist by the Ministry of Transport in October 1998.
was appointed as Secretary to the Board in December 2014. Mr. Wu had held the following positions in our Company: Mr. Wu was assistant to the President from May 2014 to March 2015 and co-general manager of the office of the Board from June 2014 to June 2015. He served as Supervisor from July 2007 to May 2014; Director from May 2004 to July 2007. Mr. Wu had held the following positions in China Merchants Finance: deputy manager from September 2013 to May 2014; assistant to the general manager from July 2008 to September 2013;general manager of its human resources department from June 2008 to May 2010; general manager of the finance and audit department from June 1999 to June 2008. Mr. Wu served as deputy manager of the finance department of Shanghai Nanshan Real Estate Development Co., Ltd. (formerly Shanghai Chengnan Real Estate Development Company) from August 1998 to June 1999; and clerk and director of the settlement center of China Nanshan Development (Group) Co., Ltd. from June 1996 to August 1998.Mr. Wu graduated from the Shanghai University of Finance and Economics majoring in accounting and obtained a master’s degree in economics majoring in finance from Peking University in July 1996 and January 2012, respectively. Mr. Wu obtained the qualification of accountant in May 1998 by the Ministry of Finance of the PRC.
was appointed as our Chief Compliance Officer in January 2016. Mr. Zhao has been director of China Merchants Futures and CMS Asset Management from July 2008 and from July 2015 respectively. He had served as general manager of our department of retail brokerage from April 2008 to January 2016, and during such period, he served as general manager of our channel management department from April 2013 to June 2014. Mr. Zhao had also held the following positions in our Company: employee representative supervisor from July 2007 to May 2011;general manager of private customer service department from January 2006 to April 2008; manager of operations department of our Shenzhen Nanshan Nanyou Road branch from September 2001 to January 2006; manager of securities operations department of our Longgang branch in Shenzhen from August 1999 to August 2001; and assistant to the general manager of brokerage business department from January 1999 to August 1999. Mr. Zhao had held the following positions in China Merchants Bank: assistant to the manager and manager of Haikou operations department of securities department from April 1996 to December 1998; head of Futian operations department of securities department from May 1994 to April 1996; and staff of the securities department from July 1992 to May 1994.Mr. Zhao obtained a bachelor’s degree in economics majoring in international finance from Shenzhen University and a master’s degree in science majoring in event management from the University of Greenwich in June 1992 and February 2011 respectively.
is one of the joint company secretaries of our Company and was appointed in [Š] 2016 with her appointment taking effect on the Listing Date. Ms. Kwong has extensive experience in providing company secretarial and compliance services to numerous private and listed companies. She is a vice president of SW Corporate Services Group Limited, a company focusing on the provision of listing company secretarial and compliance services. She currently serves as the company secretary or joint company secretary of several companies listedon the Hong Kong Stock Exchange. Ms. Kwong received a bachelor’s degree in accounting from Hong Kong Polytechnic University in November 1997. She has been a fellow of The Hong Kong Institute of Chartered Secretaries and a fellow of The Institute of Chartered Secretaries and Administrators since December 2012.
Trading Volume：¥ ---
Market Value：¥ ---
20 Seconds Delay
Trading Volume：$ ---
Market Value：$ ---
20 Minutes Delay
Artificial fill by phone：40088-95565