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Asset Custody and Fund Administration

Founded in July 2013, Custody Department provides mutual fund and private fund managers with such services as asset custody, fund administration and transfer agent.

As an independent department, Custody Department is under the leadership of the company’s president, not subordinate or affiliated to any other departments. Being segregated from other business departments of asset management, proprietary trading, brokerage, or investment banking, Custody Department is capable of ensuring independence of operation site, employees, IT infrastructure, and network, so as to guarantee interest and information isolation which is crucial for custody services.

Department Structure

Personnel

Custody Department is composed of about 150 staff boasting professional background in finance, accounting, computer, economy and law. All of the staff members graduated with Bachelor’s Degree and 80% of them graduated with Master’s Degree, with an average working experience of 10 years and average custody work experience of 7 years. The operation staff account for 75% of the total employees.

ISAE3402 Accreditation

The ISAE3402 Type II accreditation by the International Auditing and Assurance Standards Board (IAASB) proves that Custody Department has achieved international standards in internal control, execution and service quality, capable of offering both domestic funds and offshore funds high-quality custody and fund administration services.

Brand Advantages and Innovation

1. The first to develop Innovative Solution for Comprehensive Custody for Private Funds which has become the industrial benchmark;
2. One of the first securities companies qualified for Securities Investment Fund Custody;
3. The first to establish the “Innovative Solution for private funds” which has become the industry benchmark;
4. As the only securities company, CMS collaborated with the Asset Management Association of China (AMAC) to formulate Guidance for China Fund Administration Services ;
5. As the only securities company, CMS collaborated with the Asset Management Association of China(AMAC) to promote “the access of private funds to the interbank bond market”;
6. As the only securities company, CMS participated in the State Council’s symposium of The Interim Measures for the Administration on Private Funds;
7. As the only securities company, CMS participated in the formulation of Regulations on the Private Fund Custody;
8. The first private fund custody and administration company awarded with ISAE 3402 Type II accreditation;
9. Ranking the first in terms of both AUM and the number of private fund under custody and fund administration;
10. Financial Services Administration Business for Internet+ Wealth Management Agencies won the third prize of the 2015 Shenzhen Financial Innovation Award;
11. Assist fund managers with the initial issue of master- feeder private fund;
12. Assist fund managers with the initial issue of private FOF;
13. Assist fund managers with the initial issue of private monetary fund.

Contact Person:

Zhao Na: 86-188-1104-1886
Email: zhaona5@cmschina.com.cn