Since 2011, CMS has developed and been gradually improving its custom suspicious activity indicators under the guidance of the People's Bank of China Shenzhen Branch and according to the characteristics of the securities industry and the changes in CMS's business model, forming a suspicious activity monitoring system that focuses on system monitoring and is supplemented by artificial identification. CMS has also established custom suspicious activity indicators for anti-money laundering, which include 4 major categories of customers' behavior characteristics, account characteristics, transaction characteristics and regulatory investigation properties and 45 items, and guided business departments to carry out effective artificial screening and identification of suspicious activities. Therefore, the quality of the business departments' suspicious activity reports has been significantly improved. CMS reported 48 suspicious activities in 2011, among which 32 activities were identified by the custom indicators, accounting for 79%[g1] of the total activities. CMS reported 58 suspicious activities in 2012, among which 37 activities were identified by the custom indicators, accounting for 64% of the total activities. Because CMS took the lead in the industry in carrying out effective artificial screening and identification of suspicious activities, CMS was the only broker selected in Shenzhen among the 10 pilot brokers to carry out the 2012 pilot anti-money laundering by custom suspicious activity indicators.

In March 2013, the General Office of the People's Bank of China praised CMS and another two brokers for their submission of the suspicious activity reports in the Notification on the Submission of Large-amount and Suspicious Activity Reports by Financial Institutions in the Securities and Futures Industry in 2012. This is second consecutive year for CMS to be recognized by the People's Bank of China for the high quality of suspicious activity reports. The business departments shall always adhere to the "risk-based" regulation concept and strengthen the analysis, identification and reporting of suspicious activities.